Broker Check


Internship Positions

Position Summary

Position Summary

Responsible for updating and filing all client documentation, either working with a more experienced advisor or on their own. Assisting the firm’s partners with the implementation of its marketing, and business development.

Position Responsibilities

Position Responsibilities

Case / Meeting Preparation

o   New Clients –  sit in on new client meetings to learn how our processes work

Business Management

o   Work on Docupace, to verify client information is accurate and complete

o   Organize filing cabinets

o   File preparation for audits

o   Keeping files compliance approved and organized

o   Scan client notes / email into file


o   Assisting with coordinating various marketing efforts including social media, and mass email

o   Assisting with planning and executing all client events and educational conferences

o   Creating new ideas for online presence through website and social medias

o   Linked- in – adding existing clients to advisor pages and building marketing campaigns based on demographics

Required Skills and Experience

Required Skills and Experience

o   Strong interpersonal, verbal, and written communication skills

o   Act and appear in a professional manner worthy of the firm’s reputation

o   Highly organized and detail oriented

o   Exhibit strong ethics and a desire to help clients and give them extraordinary service

o   Must be a team player and be available to support all team members